News
What’s moving in equity, IPOs and company law.
Headlines from regulators and business publishers, refreshed every 6 hours. Signed-in users see their own country first.
- SEC Adopts Amendments to Update Definitions of Small Entity for Investment Companies and Investment AdvisersUS SECOfficial6 days ago· United StatesCompany law and regulation
- SEC Issues Exemptive Relief from Treasury Clearing Requirements for Certain Inter-Affiliate and Non-U.S. Repo TransactionsUS SECOfficial30 Oct 2026· United StatesCompany law and regulation
- Two Entities Charged in $130 Million Fraud Scheme That Used False SEC Filings to Boost Investor ConfidenceUS SECOfficial29 Oct 2026· United StatesCompany law and regulation
- SEC Announces Fiscal Year 2027 Examination PrioritiesUS SECOfficial23 Oct 2026· United StatesCompany law and regulation
- SEC and AMF Announce Supervisory MOU To Enhance Cooperation for Investment Advisers and Investment Service ProvidersUS SECOfficial20 Oct 2026· United StatesCompany law and regulation
- SEC, FSA Hold Autumn Financial Regulatory DialogueUS SECOfficial20 Oct 2026· United StatesCompany law and regulation
- SEC Announces Roundtable on Machine-Understandable Data in the Age of Super IntelligenceUS SECOfficial19 Oct 2026· United StatesCompany law and regulation
- SEC Small Business Advisory Committee to Discuss IPO Modernization and Regulation CrowdfundingUS SECOfficial14 Oct 2026· United StatesCompany law and regulationIPOs
- SEC Proposes Expanding Securities Eligible for Cross Trading by Registered FundsUS SECOfficial9 Oct 2026· United StatesCompany law and regulation
- SEC Seeks Final Judgment Against Former Western Asset Co-CIO Ken Leech in Cherry Picking CaseUS SECOfficial6 Oct 2026· United StatesCompany law and regulation
- SEC to Host Virtual National Compliance Outreach Seminar for Investment Companies and Investment AdvisersUS SECOfficial6 Oct 2026· United StatesCompany law and regulation
- SEC Coordinates with Global Financial Regulators to Raise Fraud Awareness During World Investor WeekUS SECOfficial5 Oct 2026· United StatesCompany law and regulation
- SEC Proposal Would Address How Investment Advisers and Funds Can Custody Crypto Assets Under the Federal Securities LawsUS SECOfficial1 Oct 2026· United StatesCompany law and regulation
- SEC’s Division of Examinations Announces New Exam HandbookUS SECOfficial1 Oct 2026· United StatesCompany law and regulation
- SEC Charges Meyer Global Management and Its CEO With Defrauding Retail Investors in Private Funds That Held Interests in SpaceX and Other Pre-IPO SecuritiesUS SECOfficial30 Sept 2026· United StatesCompany law and regulationIPOs
- SEC Charges Two Individuals With Orchestrating Fraud Scheme That Targeted VeteransUS SECOfficial30 Sept 2026· United StatesCompany law and regulation
- SEC Proposes Amendments to Expand Responsible Retailization of Private MarketsUS SECOfficial30 Sept 2026· United StatesCompany law and regulation
- SEC Charges Multiple Entities in Fraud Schemes Totaling at Least $15 Million That Used WhatsApp and Other Platforms to Lure InvestorsUS SECOfficial29 Sept 2026· United StatesCompany law and regulation
- SEC Charges Registered Investment Adviser Zoe Financial for Failure to Disclose Conflict of InterestUS SECOfficial28 Sept 2026· United StatesCompany law and regulation
- SEC Publishes Updated Market Statistics, Highlighting Increase in IPOs and Proceeds RaisedUS SECOfficial23 Sept 2026· United StatesCompany law and regulationIPOs
- SEC Charges South Florida Resident and His Company for Alleged Investment Scheme Defrauding Law EnforcementUS SECOfficial23 Sept 2026· United StatesCompany law and regulation
- SEC Censures OTC Link LLC for Repeated Compliance Failures Related to Regulation SCIUS SECOfficial22 Sept 2026· United StatesCompany law and regulation
- SEC Issues “Innovation Exemption” to Facilitate the Trading of Tokenized NMS Stock and Request for CommentUS SECOfficial17 Sept 2026· United StatesCompany law and regulation
- SEC Proposes Rescission of Shareholder Proposal Rule and Reforms to Proxy Solicitation ProcessUS SECOfficial16 Sept 2026· United StatesCompany law and regulation
- SEC Grants Exemptive Relief from Certain Inline XBRL Filing or Submission RequirementsUS SECOfficial14 Sept 2026· United StatesCompany law and regulation
Last refreshed 6 min ago. Headlines refresh every 6 hours from official regulators (SEBI, PIB, US SEC) and business publishers. We show the headline and link only; each story belongs to its publisher. News is for information, not advice.